Inter-symbol interference & pulse shaping

Key focus: Inter-symbol interference: symbols sent through a dispersive channel, arrive at different time intervals and interfere due to non-constant group delay.

Introduction

Communication systems have progressed from analog to digital implementation due to the latter’s advantages of bandwidth efficiency and exceptional immunity to noise. The greatest challenge to a communication systems engineer lies in designing a system that strikes a trade-off between the physical limitations of a given communication system, the need for higher capacity and the available resources such as bandwidth usage and power. Modern communication systems should operate in a very limited radio spectrum with minimized interference to other systems.

Numerous standardization committees define spectral masks for specific applications with the aim of reducing the interference to other systems by limiting the  out-of-band radiations. Spectral masks are implemented by pulse shaping filters. Pulse shaping should contain the transmit signal within the specified band while minimizing the probability of errors at the receiver. On the other hand, pulse shaping causes inter-symbol interference (ISI) that degrades the detection process and therefore brings down the error performance of the whole system.

This article is part of the book
Wireless Communication Systems in Matlab (second edition), ISBN: 979-8648350779 available in ebook (PDF) format and Paperback (hardcopy) format.

Most of the communication channels (data storage devices, optical, wireless channels etc…) can be considered as band-limited linear filters. Thus these channels can be modeled as having the following frequency response

H(f) = A(f) e^{j \phi (f)}

where, A( f ) is amplitude response and \phi( f ) is the phase response of the channel. The envelope or group delay for the given filter model is defined as,

\tau_g(f) = - \frac{1}{2 \pi} \frac{d \phi (f) }{d f}

A channel is considered non-distorting (within the given bandwidth W occupied by the transmitted signal), when the amplitude response is constant and the phase response is a linear function of frequency. In other words, the channel has a constant group delay.

Amplitude distortion occurs when the amplitude response is no longer a constant and delay distortion or phase distortion occurs when the phase response is not a linear function of frequency (that is, the envelope or group delay is not a constant). Channels with delay distortion are termed as dispersive channels.

When a succession of pulses are transferred through a dispersive channel, the pulses may arrive at different time intervals the output of the channel due to non-constant group delay. As a result, the  transmitted pulses may interfere with each other, rendering them completely indistinguishable at the receiver. This phenomenon is called inter-symbol interference (ISI). Dispersive effects are particularly relevant in high data rate communication systems. Delay dispersion can also manifest in time-variant multipath channels, since the copies of signals traveling via each propagating path may arrive at different times at the  receiver thereby giving rise to ISI. Following are the major approaches to deal with ISI.

Demo in Matlab and Python

Consider a band-limited channel, modeled as an ideal brickwall low pass filter. The cut-off frequency of the low pass channel is 0.4 \times \pi rad/sample. An unit impulse is sent through the channel. As expected, we get a sinc pulse at the channel output (Figure 1, plots in the first row).

Next, a series of pulses with values [1,-1,1] are sent through the band-limited channel, at low data rate. Low data rate implies, there is sufficient pauses between the transmission of each value. The output of the channel shows clearly distinguishable peaks. As a consequence, the receiver can distinguish the values by simply sampling at the signal peaks (sampling is done at regular interval). This scenario is illustrated by Figure 1 row 2 plots.

Finally, plots in the row 3 of Figure 1 is for high speed data transmission, where the values [1,-1,1] are transmitted consecutively without any pause in between them. Due to the band-limited nature of the dispersive channel, the sinc pulses interfere with each other, thereby producing a smeared output. Now, the receiver cannot discern the values from the received signal. This phenomenon is called ‘inter-symbol interference’ (to be exact – inter-bit interference in this case 🙂 ).

Download the Python program for this demo – ipython notebook (as pdf).↗
Download the Matlab program for this demo.↗

Demonstrating inter-symbol interference caused by a band-limited channel
Figure 1: Demonstrating inter-symbol interference caused by a band-limited channel

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Topics in this chapter

Pulse Shaping, Matched Filtering and Partial Response Signaling
● Introduction
● Nyquist Criterion for zero ISI
● Discrete-time model for a system with pulse shaping and matched filtering
 □ Rectangular pulse shaping
 □ Sinc pulse shaping
 □ Raised-cosine pulse shaping
 □ Square-root raised-cosine pulse shaping
● Eye Diagram
● Implementing a Matched Filter system with SRRC filtering
 □ Plotting the eye diagram
 □ Performance simulation
● Partial Response Signaling Models
 □ Impulse response and frequency response of PR signaling schemes
● Precoding
 □ Implementing a modulo-M precoder
 □ Simulation and results

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